Last year saw a surge in markets abuse fines and high profile cases of deceptive trading particularly from large investment banks. “As financial markets have become increasingly complex, so have the ...

Identifying and reporting instances of potential market abuse is required under the Market Abuse Regulation ('MAR'). A firm must have effective arrangements, systems and procedures in place to detect ...

The UK Financial Conduct Authority (FCA) has identified a number of common weaknesses in market abuse surveillance arrangements at small and medium sized firms. This briefing considers these and the ...

In 2020, JPMorgan Chase agreed to pay over $920 million for creating fake orders to ostensibly change the prices of securities. In 2022, eight financial influencers used their social media following ...